Subject: FW: INSIDER TRADING & WHISTLEBLOWERS
From: "Neil Callahan" <[email-masked]>
To: "Firmwide" <[email-masked]>
Date: Mon, 27 Dec 2010 09:08:32 -0500
List-Id: <all.rosemontseneca.com>

------------------------------------------------------------------------------------------

Neil Callahan

Rosemont Seneca

401 Greenwich Street, Suite 400 | New York NY 10013 | 212-933-9965 | 212-796-4037

1010 Wisconsin Avenue, Suite 705 | Washington DC 20007 | 202-333-1880

917-945-9516 (mobile) 

866-749-8879  (fax) 

From: Sadis & Goldberg LLP and NFP/Dreyfuss & Birke [mailto:[email-masked]] On Behalf Of Sadis & Goldberg LLP and NFP/Dreyfuss & Birke
Sent: Monday, December 27, 2010 9:00 AM
To: [email-masked]
Subject: INSIDER TRADING & WHISTLEBLOWERS

 Sadis & Goldberg LLP <http://ih.constantcontact.com/fs024/1101686238023/img/1.jpg> 

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INSIDER TRADING & WHISTLEBLOWERS

Learn about the SEC's new enforcement agenda and whether your firm has adequately addressed these risks.

	

    You are invited to join Sadis & Goldberg and NFP Dreyfuss & Birke, Ltd. for a discussion on how to manage the risks presented by Insider Trading and Dodd Frank Whistleblowers.  

Key issues to be discussed are:

*	When can use of an expert consultant constitute insider trading? 
*	When can the government use wiretaps? 
*	Can employees blow the whistle before utilizing internal reporting procedures? 

When:  Wednesday, January 12, 2011

Where:  The Metropolitan Club, 1 East 60th Street, New York, NY  10022

Time:  6:00 - 8:00 p.m. 

Please be our guest at an evening of discussion with Douglas R. Hirsch of Sadis & Goldberg and Andrew Pritchard of AmWINS Brokerage.  Mr. Hirsch will discuss recent developments with regard to the SEC's insider trading investigations and the SEC's proposed whistleblower rules under Dodd Frank.  Mr. Pritchard and Mr. Hirsch shall then discuss how to manage the risks presented in this aggressive regulatory environment.  

The discussion will be followed by cocktails and networking.  

Space is limited to the first 60 people.

Please RSVP to Cheryl Spratt at  <mailto:[email-masked]> [email-masked] or call her at 212.573.8420. 

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Sadis & Goldberg LLP 

551 Fifth Avenue, 21st Floor

New York, NY  10176

212.573.6660 

NFP Dreyfuss Birke Ltd. 

340 Madison Avenue, 21st Floor

New York, NY  10173

646.429.1929 

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