Subject: Licenses
From: "Eric Schwerin" <[email-masked]>
To: "Hunter Biden" <[email-masked]>
Date: Thu, 20 Mar 2014 23:05:33 -0400

FYI, I talked to Ann this afternoon and she is checking on the process/timeline for bringing on additional licensees.  It is possible we can use a safe harbor provision for a certain initial number which wouldn't require us to get approval - just FINRA notification.  

While you are gone next week I'll get the answer from Ann and then put down on paper all the potential licensees (known and unknown -such as Investment Banker TBD) out there along with earning potential from each so we can properly value each spot.  Then we can look at that before we commit to Karen or anyone else out there. 

And the end of the day though I don't believe it is problematic to get more licenses and hopefully we won't have to choose between one or the other - it will only be a question of prioritizing the order of bringing them on. 

More to come as I get it.....

Eric D. Schwerin
[email-masked]

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