Subject: RE: Follow up Horsley & Pathway
From: "Neil Callahan \(Rosemont Seneca\)" <[email-masked]>
To: "'Suzanne T. Cole'" <[email-masked]>, "'John DeLoche'" <[email-masked]>, <[email-masked]>, "'Hunter Biden'" <[email-masked]>, "'Rob Walker'" <[email-masked]>
Cc: "'John DeLoche'" <[email-masked]>, "'William Lee'" <[email-masked]>
Date: Mon, 28 Apr 2014 11:41:50 -0400

Banner weekend in the Church - two Pope’s Canonized on the same day and the whole RSTP team in Mass – which is a more rare occasion!!?  (Devon, did you make it Mass?)

Neil Callahan

Rosemont Seneca Technology Partners

Carnegie Hall Tower

152 West 57th, 47th Floor

New York, NY 10019

212-933-9965 (o)

917-945-9516 (m)

866-749-8879 (f)

www.rstp.com <http://www.rstp.com/> 

Confidentiality Warning: This e-mail contains information intended only for the use of the individual or entity named above. If the reader of this e-mail is not the intended recipient or the employee or agent responsible for delivering it to the intended recipient, any dissemination, publication or copying of this e-mail is strictly prohibited. The sender does not accept any responsibility for any loss, disruption or damage to your data or computer system that may occur while using data contained in, or transmitted with, this e-mail.If you have received this e-mail in error, please immediately notify us by return e-mail. Thank you

From: Suzanne T. Cole [mailto:[email-masked]] 
Sent: Monday, April 28, 2014 11:09 AM
To: John DeLoche
Cc: John DeLoche; William Lee; Neil Callahan
Subject: RE: Follow up Horsley & Pathway

Sounds good thanks John. BTW, also realize Tony of NB is likely in D.C. to visit with the Federal Reserve Board, his client. Likely re: RSTP II, we’ll see. 

Best, Suzanne

From: John DeLoche [mailto:[email-masked]] 
Sent: Monday, April 28, 2014 11:06 AM
To: Suzanne T. Cole
Cc: John DeLoche; William Lee; Neil Callahan
Subject: Re: Follow up Horsley & Pathway

Thanks and hope you had a great weekend as well. We have all been praying!

I will send out emails today from the plane. 

Safe travels and see you tmw!

John 

Sent from my iPhone

On Apr 28, 2014, at 7:41 AM, "Suzanne T. Cole" <[email-masked]> wrote:

Hi there, hope you all had a great weekend (and made it to church to say your prayers!). Looking forward to tomorrow’s meetings, but wanted to check on who will be sending the follow up emails?

Thanks Suzanne

From: Suzanne T. Cole 
Sent: Friday, April 25, 2014 5:27 PM
To: John DeLoche; 'William Lee'; 'Neil Callahan'
Subject: Follow up Horsley & Pathway

I did send that short “USVCs to DC” article to Horsley, so we can wait until next week to send follow up. Who should send the follow up email to Wayne, Jason and Tonie (below)? We should mention next step scheduling face to face meetings with Wayne & Ann Collins in RI, as well as Jason and crew in Irvine?
Thanks Suzanne

From: Jason Jenkins [mailto:[email-masked]] 
Sent: Tuesday, April 22, 2014 10:53 AM
To: Suzanne T. Cole
Cc: Wayne Smith; Tonie Zhu
Subject: Re: Rosemont Seneca Technology Partners II, L.P.

Suzanne,

I would be happy to have a call.  Anytime Thursday afternoon or Friday would work with my schedule.

Thanks

Jason

Jason Jenkins, CFA

Senior Vice President

Pathway Capital Management, LP

2211 Michelson Drive, Ninth Floor

Irvine, CA  92612

Tel: (949) 622-1000  

Fax: (949) 622-1010

Email: [email-masked]

From: "Suzanne T. Cole" <[email-masked]>
Date: Monday, April 21, 2014 8:04 AM
To: Jason Jenkins <[email-masked]>
Cc: Wayne Smith <[email-masked]>
Subject: RE: Rosemont Seneca Technology Partners II, L.P.

Hi Jason and Wayne, 

Hope all is well with you both. Wanted to follow up with you regarding Pathway’s interest in Rosemont Seneca Technology Partners II, L.P. As you know, at this point the Team has generated a full set of due diligence materials as part of Goldman Sachs investment process. We would be happy to share any of that additional information with you and if would like to schedule a call to walk through the full Team track record information as part of your review of RSTP II, L.P. 

They are busy closing on the third investment for this fund, but would be happy to set aside the time to speak with you.

Best Regards,

Suzanne 

---------------------------------

Suzanne Troy Cole

Partner

Troy Investment Advisors

Tel: 617-721-9071 

 

This email communication is privileged and confidential and is intended only for the individuals or entities named above. Any unauthorized dissemination of any of the contents of this email is strictly prohibited. If you are not the intended recipient, please do not read, copy, use or disclose to others the contents of this communication. Please notify the sender that you have received this e-mail in error and then delete the e-mail. Registered Representative of and Securities Products offered through BA Securities, LLC Member FINRA SIPC. This email is subject to an important disclaimer, please click on the following link or cut and paste the link into the address bar of your browser:  <http://www.basecuritiesllc.com/email/disclaimer/> http://www.basecuritiesllc.com/email/disclaimer/

From: Suzanne T. Cole 
Sent: Monday, April 07, 2014 6:33 PM
To: Jason Jenkins
Subject: Re: Rosemont Seneca Technology Partners II, L.P.

Thank you Jason. Look forward to working with you through the review process. If you would like to schedule a call to walk through the track record, case studies or deal pipeline, some of the LPs have found that to be very helpful.

Also wanted you to know the Team just signed a Term Sheet for the third investment in the fund on Thursday. We have also received several additional circled commitments to the fund this past week.

Happy to discuss all in more detail.

Best,

Suzanne

Sent from my iPhone

On Apr 7, 2014, at 6:20 PM, "Jason Jenkins" <[email-masked]> wrote:

Suzanne, I will be working with Wayne to review the opportunity.  We are going through the materials you have sent and will be in contact over the next week or so with some follow-up questions.

Thanks

Jason

 

Jason Jenkins, CFA

Senior Vice President

Pathway Capital Management, LP

2211 Michelson Drive, Ninth Floor

Irvine, CA  92612

Tel: (949) 622-1000  

Fax: (949) 622-1010

Email: [email-masked]

From: "Suzanne T. Cole" < <mailto:[email-masked]> [email-masked]>

Date: Friday, March 28, 2014 7:46 AM
To: Wayne Smith < <mailto:[email-masked]> [email-masked]>
Cc: Michelle Loel < <mailto:[email-masked]> [email-masked]>
Subject: RE: Rosemont Seneca Technology Partners II, L.P.

Hi Wayne,

Absolutely, and thank you for your prompt response. Attached please find the following materials for Rosemont Seneca Technology Partners II, L.P.: Executive Summary, Overview Presentation, PPM.

There is a volume of additional information which was prepared for Goldman Sachs as part of their due diligence process. Please let us know if and when you would like to receive these additional materials or any questions that come up during the process.

Best Regards,

Suzanne

---------------------------------

Suzanne Troy Cole

Partner

Troy Investment Advisors

Tel: 617-721-9071

 

This email communication is privileged and confidential and is intended only for the individuals or entities named above. Any unauthorized dissemination of any of the contents of this email is strictly prohibited. If you are not the intended recipient, please do not read, copy, use or disclose to others the contents of this communication. Please notify the sender that you have received this e-mail in error and then delete the e-mail. Registered Representative of and Securities Products offered through BA Securities, LLC Member FINRA SIPC. This email is subject to an important disclaimer, please click on the following link or cut and paste the link into the address bar of your browser:  <http://www.basecuritiesllc.com/email/disclaimer/> http://www.basecuritiesllc.com/email/disclaimer/

From: Wayne Smith [ <mailto:[email-masked]> mailto:[email-masked]] 
Sent: Friday, March 28, 2014 10:25 AM
To: Suzanne T. Cole
Cc: ND Admin
Subject: Re: Rosemont Seneca Technology Partners II, L.P.
Importance: High

Suzanne,

We will assign a team and begin our review.  Please give us a few weeks to complete our initial review.  Would would mind forwarding a PPM in addition to the executive summary?

Kind regards,

Wayne

--

Wayne D. Smith, CFA

Director

Pathway Capital Management GP, LLC
1300 Division Road, Suite 305 
West Warwick, RI 02893 
Phone: (401) 589-3407 

Fax: (401) 541-7246

Email:  <mailto:[email-masked]> [email-masked]

 

From: "Suzanne T. Cole" < <mailto:[email-masked]> [email-masked]>
Date: Thursday, March 27, 2014 5:30 PM
To: Wayne Smith < <mailto:[email-masked]> [email-masked]>
Subject: Rosemont Seneca Technology Partners II, L.P.

Hi Wayne,

Hope all is well with you since we spoke following Pat O’Hara’s introduction. I wanted to reach out to you knowing your interest in leading Growth Equity opportunities, attached is the Executive Summary for Rosemont Seneca Technology Partners II, L.P. focused on the highly attractive lower middle market of growth equity which offers investors strong potential for superior private equity returns with limited downside risk. RSTP II will be capitalized at $250 million and already has over $90mil. in closed and circled commitments including investors such as: Goldman Sachs, Rothschild family, Heinz family, Sovereign Wealth fund and several other well-known family offices.

The RSTP Team has achieved an outstanding track record of success, outperforming their top quartile peers in Cambridge Associate's universe of 2011 vintage year funds. The RSTP  founding team, based in San Francisco and New York, includes John DeLoche, William Lee, Devon Archer and Neil Callahan who have dedicated careers as investors and founders of successful companies. The Team has worked together for over 10 years as technology investors and entrepreneurs and have over 74 years of combined relevant experience. The core Investment team is complemented by their Business Development Services Team in Washington, D.C. which includes Managing Directors Hunter Biden, Eric Schwerin and Rob Walker, who help portfolio companies navigate public policy issues and access new customers domestically and globally.

RSTP uses a powerful network to generate a select group of opportunities within technology growth sectors where the Team can target a 3X plus Net Return with strong downside protection. RSTP's team is actively involved with each portfolio company to accelerate growth and maximize exit return potential. By bringing a platform to the entrepreneurs that provides business development and market entry globally, as well knowledge of government policy and its ability to impact a company's growth, the RSTP Team is well positioned to drive the growth needed to achieve rapid liquidity through M&A or IPO in each of their portfolio companies.

I will call to follow up to schedule a meeting with the RSTP Managing Directors, the Team is available to meet late April if we can find a time that works. Look forward to connecting soon.

Best Regards,

 

Suzanne

---------------------------------

Suzanne Troy Cole

Partner

Troy Investment Advisors

Tel: 617-721-9071

 

This email communication is privileged and confidential and is intended only for the individuals or entities named above. Any unauthorized dissemination of any of the contents of this email is strictly prohibited. If you are not the intended recipient, please do not read, copy, use or disclose to others the contents of this communication. Please notify the sender that you have received this e-mail in error and then delete the e-mail. Registered Representative of and Securities Products offered through BA Securities, LLC Member FINRA SIPC. This email is subject to an important disclaimer, please click on the following link or cut and paste the link into the address bar of your browser:  <http://www.basecuritiesllc.com/email/disclaimer/> http://www.basecuritiesllc.com/email/disclaimer/

 

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

  _____  

This message is intended only for the use of the individual or entity to which it is addressed and may contain information that is privileged, confidential, and exempt from disclosure under applicable law. Any review, retransmission, dissemination, or other use of, or taking of any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this in error, please contact the sender and delete the material from all computers. Pathway archives and monitors outgoing and incoming emails. This message may be produced at the request of regulators or in connection with civil litigation. In the United Kingdom, Pathway is represented by its subsidiary, Pathway Capital Management (UK) Limited; registered in England; No. 5531075; registered office: 15 Bedford Street, London WC2E 9HE. Pathway Capital Management (UK) Limited is authorized and regulated by the Financial Conduct Authority. In Hong Kong, Pathway is represented by its subsidiary, Pathway Capital Management (HK) Limited; registered in Hong Kong with company number 1705474; and regulated by the Securities and Futures Commission; business address: Level 8 Two Exchange Square, 8 Connaught Place, Central, Hong Kong.